Privacy Policy | Galleon Equity Investors

PRIVACY POLICY

It’s a Matter of Privacy Yours

Trust is the foundation of any important relationship. And Galleon Equity Investors are committed to maintaining the confidentiality, integrity, and security of your personal and financial data. We take this responsibility seriously and consider this information to be privileged and held in confidence between you and Galleon.

Adhering to this, we believe that you should be aware of our policies to protect the confidentiality of your information. In general:

We do not sell your personal information to anyone.

Because we limit our use of your personal information, there is no opportunity to opt out of third-party sharing.

The service providers with whom we do share personal information are not authorized to use it for any purpose, other than to assist Galleon Equity Investors and you.

It’s a Matter of Privacy Yours

Trust is the foundation of any important relationship. And Galleon Equity Investors are committed to maintaining the confidentiality, integrity, and security of your personal and financial data. We take this responsibility seriously and consider this information to be privileged and held in confidence between you and Galleon.

Adhering to this, we believe that you should be aware of our policies to protect the confidentiality of your information. In general:

Not Using Your Personal Data For Financial Gain

Galleon Equity Investors has never sold member information to any other party, nor have we exchanged such data with any other organization. Moreover, we have no plans to do so in the future.

Information We Collect About You

+ Name, address, and phone numbers social security or taxpayer-identification number

+ Birthdate and beneficiary information

+ Basic trust document information (for trusts only)

+ Banking Information

+ Account balance

+ Investment activity

How We Protect Your Personal Information

As is common in the investment management industry, we use a third-party transfer agent and a third-party provider of back-end systems for our business who only use your information to process transactions we have requested. Our contracts with these organizations contain a confidentiality clause that prohibits the sale or any other use or dissemination of any of your personal information, except as may be required by law. Only when we have permission from you, do we disclose nonpublic personal information to third parties, such as consultants or accountants. We do not disclose any nonpublic personal information about you, as a current or former investor, to anyone, except when we have permission from you or as required by law.

Here Are The Details…

As emphasized above, we do not sell information about current or former members or their accounts to third parties. We occasionally share such information to complete transactions at your request, or to make you aware of related financial services that we offer.

To complete certain transactions or account changes that you direct, it may be necessary to provide identifying information to companies, individuals, or groups that are not affiliated with Galleon Equity Investors. For example, if you ask to transfer assets from another financial institution to GEI, we will need to provide certain information about you to that company to complete the transaction.

In certain instances, we may contract with nonaffiliated companies to perform services for us, such as duplicating and distributing investor documents. Where necessary, we will disclose information about you to these third parties. In all such cases, we provide the third party with only the information necessary to carry out its assigned responsibilities (in the case of member documents, only your name, and address) and only for that purpose. We require these third parties to treat your private information with the same high degree of confidentiality that we do.

How We Safe Guard Your Information

We restrict access to nonpublic personal information about you to those employees and service providers involved in administering and servicing your account(s). We also maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.

What You Can Do

For your protection, we recommend that you do not provide your account information, user name, or password to anyone except a Galleon associate as appropriate for a transaction or to set up an account. If you become aware of any suspicious activity relating to your account, please contact us immediately.

We, Will, Keep You Informed

We reserve the right to modify this Privacy Policy at any time. As required by federal law, we will notify investors of our privacy policy annually. We will also post any changes to this privacy statement on our Website for 30 days prior to implementing the change.